Simple, Secure, Compliant
Straight-Through Processing for All Lines of Business
Forms Logic has pioneered the cloud-based technology that transforms your experience managing paperwork. With the ability to save and retrieve tens of thousands of forms, to remember information and to apply even the most raw data, Forms Logic’s technology allows you to do in minutes what used to take hours – and to make the process more thorough and accurate than ever before.
Our Platform is preferred by RIAs, Broker/Dealers, Alternative Providers and other Financial Firms. Choose standard or customized workflows. Easily access internal, product and custodial forms. Integrate into your CRM. Connect to e-Signature platforms. Automate onboarding. Transition new advisors or acquisitions. Create efficient processes. Own your data.
Deliver an efficient and affordable solution.
Configure the integrated platform you always envisioned.
Compliance and regulatory demands have increasingly paralyzed the financial services industry. In addition, the inefficient, expensive paper-based procedures cut into profits and unnecessarily complicate workflow, making business more complicated for financial advisors trying to increase profits and remain competitive.
Save hours of time by eliminating manual and duplicate entry of data with pre-population through integrations or by entering it in only once.
Data is persistent and stored along the way which avoids mistakes and lowers your Not-In-Good-Order rate.
We maintain most traditional and self-directed custodians' forms database through API connectivity to ensure up-to-date forms. We also allow you to upload your own forms which provides a seamless experience for your clients.
Our platform interface is easy to use with a visual design to keep you on task with a workflow interface to get business done.
We pre-populate the platform with standard workflows you use everyday. New account opening, new business processing, or any transaction you want to move from point A to Z.
Built your own workflows unique to your firm to integrate your process with your custodian.
Easily onboard new clients with a simplified paperwork process that integrates wet or e-signatures, avoids confusion and optimizes your clients first-time experience.
Gain the visibility you need into your business through our reporting which helps to expose problems and delays.
Our application allows you to create, and preserve in an easily accessible manner, a comprehensive record of each securities transaction of your securities business.
Our network security measures are among the industry’s highest-performing deep packet inspection systems for cloud-based services.
Each document deposited into our platform is individually encrypted using the highest standard of encryption algorithms. These are the same algorithms used by the world’s largest banks.
We capture all aspects of the e-signature process. With each e-signing, our audit trail includes email, IP addresses, and the exact time of signing.
We’ve built a configurable hierarchal security model. This enables us to set security parameters around filing cabinets, indexing fields, document types, and even notes, so only those who need access are given access.
Our platform is listed on the FINRA Compliance Vendor Directory where we've responded to a comprehensive set of questions about our compliance offerings.